In mathematics, the floor function is the function that takes as input a real numberx, and gives as output the greatest integer less than or equal to x, denoted ⌊x⌋ or floor(x). Similarly, the ceiling function maps x to the least integer greater than or equal to x, denoted ⌈x⌉ or ceil(x).
For example, for floor: ⌊2.4⌋ = 2, ⌊−2.4⌋ = −3, and for ceiling: ⌈2.4⌉ = 3, and ⌈−2.4⌉ = −2.
The floor of x is also called the integral part, integer part, greatest integer, or entier of x, and was historically denoted [x] (among other notations). However, the same term, integer part, is also used for truncation towards zero, which differs from the floor function for negative numbers.
For an integer n, ⌊n⌋ = ⌈n⌉ = n.
Although floor(x + 1) and ceil(x) produce graphs that appear exactly alike, they are not the same when the value of x is an exact integer. For example, when x = 2.0001, ⌊2.0001 + 1⌋ = ⌈2.0001⌉ = 3. However, if x = 2, then ⌊2 + 1⌋ = 3, while ⌈2⌉ = 2.
Notation
The integral part or integer part of a number (partie entière in the original) was first defined in 1798 by Adrien-Marie Legendre in his proof of the Legendre's formula.
Carl Friedrich Gauss introduced the square bracket notation [x] in his third proof of quadratic reciprocity (1808). This remained the standard in mathematics until Kenneth E. Iverson introduced, in his 1962 book A Programming Language, the names "floor" and "ceiling" and the corresponding notations ⌊x⌋ and ⌈x⌉. (Iverson used square brackets for a different purpose, the Iverson bracket notation.) Both notations are now used in mathematics, although Iverson's notation will be followed in this article.
In some sources, boldface or double brackets ⟦x⟧ are used for floor, and reversed brackets ⟧x⟦ or ]x[ for ceiling.
In the LaTeX typesetting system, these symbols can be specified with the \lceil, \rceil, \lfloor, and \rfloor commands in math mode. LaTeX has supported UTF-8 since 2018, so the Unicode characters can now be used directly. Larger versions are\left\lceil, \right\rceil, \left\lfloor, and \right\rfloor.
Definition and properties
Given real numbers x and y, integers m and n and the set of integers, floor and ceiling may be defined by the equations
Since there is exactly one integer in a half-open interval of length one, for any real number x, there are unique integers m and n satisfying the equation
where and may also be taken as the definition of floor and ceiling.
Equivalences
These formulas can be used to simplify expressions involving floors and ceilings.
In the language of order theory, the floor function is a residuated mapping, that is, part of a Galois connection: it is the upper adjoint of the function that embeds the integers into the reals.
These formulas show how adding an integer n to the arguments affects the functions:
The above are never true if n is not an integer; however, for every x and y, the following inequalities hold:
Division by positive integers gives rise to an interesting and sometimes useful property. Assuming ,
Similarly,
Indeed,
keeping in mind that The second equivalence involving the ceiling function can be proved similarly.
Nested divisions
For a positive integer n, and arbitrary real numbers m and x:
Continuity and series expansions
None of the functions discussed in this article are continuous, but all are piecewise linear: the functions , , and have discontinuities at the integers.
Since none of the functions discussed in this article are continuous, none of them have a power series expansion. Since floor and ceiling are not periodic, they do not have uniformly convergent Fourier series expansions. The fractional part function has Fourier series expansion for x not an integer.
At points of discontinuity, a Fourier series converges to a value that is the average of its limits on the left and the right, unlike the floor, ceiling and fractional part functions: for y fixed and x a multiple of y the Fourier series given converges to y/2, rather than to x mod y = 0. At points of continuity the series converges to the true value.
Using the formula gives for x not an integer.
Applications
Mod operator
For an integer x and a positive integer y, the modulo operation, denoted by x mod y, gives the value of the remainder when x is divided by y. This definition can be extended to real x and y, y ≠ 0, by the formula
Then it follows from the definition of floor function that this extended operation satisfies many natural properties. Notably, x mod y is always between 0 and y, i.e.,
if y is positive,
and if y is negative,
Quadratic reciprocity
Gauss's third proof of quadratic reciprocity, as modified by Eisenstein, has two basic steps.
Let p and q be distinct positive odd prime numbers, and let
which is the above expression for rounding towards positive infinity minus an integralityindicator for .
Rounding a real numberto the nearest integer value forms a very basic type of quantizer – a uniform one. A typical (mid-tread) uniform quantizer with a quantization step size equal to some value can be expressed as
,
Number of digits
The number of digits in baseb of a positive integer k is
Number of strings without repeated characters
The number of possible strings of arbitrary length that doesn't use any character twice is given by
where:
n > 0 is the number of letters in the alphabet (e.g., 26 in English)
the falling factorialdenotes the number of strings of length k that don't use any character twice.
For n = 26, this comes out to 1096259850353149530222034277.
Factors of factorials
Let n be a positive integer and p a positive prime number. The exponent of the highest power of p that divides n! is given by a version of Legendre's formula
where is the way of writing n in base p. This is a finite sum, since the floors are zero when pk > n.
There are formulas for Euler's constant γ = 0.57721 56649 ... that involve the floor and ceiling, e.g.
and
Riemann zeta function (ζ)
The fractional part function also shows up in integral representations of the Riemann zeta function. It is straightforward to prove (using integration by parts) that if is any function with a continuous derivative in the closed interval [a, b],
Letting for real part of s greater than 1 and letting a and b be integers, and letting b approach infinity gives
This formula is valid for all s with real part greater than −1, (except s = 1, where there is a pole) and combined with the Fourier expansion for {x} can be used to extend the zeta function to the entire complex plane and to prove its functional equation.
For s = σ + it in the critical strip 0 < σ < 1,
In 1947 van der Pol used this representation to construct an analogue computer for finding roots of the zeta function.
Formulas for prime numbers
The floor function appears in several formulas characterizing prime numbers. For example, since it follows that a positive integer n is a prime if and only if
One may also give formulas for producing the prime numbers. For example, let pn be the n-th prime, and for any integer r > 1, define the real number α by the sum
Then
A similar result is that there is a number θ = 1.3064... (Mills' constant) with the property that
are all prime.
There is also a number ω = 1.9287800... with the property that
In most programming languages, the simplest method to convert a floating point number to an integer does not do floor or ceiling, but truncation. The reason for this is historical, as the first machines used ones' complement and truncation was simpler to implement (floor is simpler in two's complement). FORTRAN was defined to require this behavior and thus almost all processors implement conversion this way. Some consider this to be an unfortunate historical design decision that has led to bugs handling negative offsets and graphics on the negative side of the origin.
An arithmetic right-shift of a signed integer by is the same as . Division by a power of 2 is often written as a right-shift, not for optimization as might be assumed, but because the floor of negative results is required. Assuming such shifts are "premature optimization" and replacing them with division can break software.
Many programming languages (including C, C++, C#, Java, Julia, PHP, R, and Python) provide standard functions for floor and ceiling, usually called floor and ceil, or less commonly ceiling. The language APL uses ⌊x for floor. The J Programming Language, a follow-on to APL that is designed to use standard keyboard symbols, uses <. for floor and >. for ceiling. ALGOL usesentier for floor.
In Microsoft Excel the function INT rounds down rather than toward zero, while FLOOR rounds toward zero, the opposite of what "int" and "floor" do in other languages. Since 2010 FLOOR has been changed to error if the number is negative. The OpenDocument file format, as used by OpenOffice.org, Libreoffice and others, INT and FLOOR both do floor, and FLOOR has a third argument to reproduce Excel's earlier behavior.
J.W.S. Cassels (1957), An introduction to Diophantine approximation, Cambridge Tracts in Mathematics and Mathematical Physics, vol. 45, Cambridge University Press
Ribenboim, Paulo (1996), The New Book of Prime Number Records, New York: Springer, ISBN0-387-94457-5
Michael Sullivan. Precalculus, 8th edition, p. 86
Titchmarsh, Edward Charles; Heath-Brown, David Rodney ("Roger") (1986), The Theory of the Riemann Zeta-function (2nd ed.), Oxford: Oxford U. P., ISBN0-19-853369-1
Štefan Porubský, "Integer rounding functions", Interactive Information Portal for Algorithmic Mathematics, Institute of Computer Science of the Czech Academy of Sciences, Prague, Czech Republic, retrieved 24 October 2008